FMA releases investigations and Enforcement Report 2013

The Financial Markets Authority (FMA) has released its Investigations and Enforcement Report on the key issues and themes arising in the last 12 months. The report includes the number of complaints and enquiries received and the nature of those complaints; details of the inquiries and investigations FMA has been engaged in; and key emerging issues. The last 12 months has seen FMA's enforcement focus shift from issues of the past, such as failed finance company proceedings and investigations, to current market issues ... READ MORE

Released by FMA - 2 July 2013