FMA signals its compliance focus for 2013

The Financial Markets Authority (FMA) released its compliance focus for 2013 which outlines FMA's priority areas for monitoring and surveillance over the next year.

The document details four major themes which will influence priorities: building customer trust; raising standards in existing regimes; embedding new regimes; and KiwiSaver.

FMA CEO Sean Hughes said "Signalling our focus for 2013 makes sense. It provides an opportunity for participants to assess their activities and take the necessary steps to improve compliance in these areas" ... READ MORE

Released by the FMA - 28 February 2013