New FMA licensing obligations – what does this mean for Directors?

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Overview

The Auckland Branch invite you to hear how the new FMA licensing obligations place significant weight on adherence to prescribed governance standards. Attend this free session to hear David Greenslade (Strategi Group) and Dr Denis Mowbray FCG FGNZ (Governance NZ) discuss the Act's changes and their influence affecting how you and your fellow Directors maintain and/or develop your governance knowledge, compliance and record keeping in order to meet the new licensing requirements.

Presenters

David Greenslade BA, MBA, Dip Mgt, Dip Bus Studies (PFP), MIML, MInstD
Founder and Executive Director–Strategi Group

Strategi Group which includes Strategi Compliance and Strategi Institute has over 1000 AML/CFT audit clients, and either directly or indirectly supports over 3000 financial services companies and individuals. Monthly, the business communicates with over 9000 individuals.

David is the author of a number of books, including ACES and Harness the Opportunity to Build Profitable Businesses. He is the publisher and editor of the Sales & Marketing Kit for financial advisers; Portfolio Construction Manual; Best Practice Manual; the 7-piece Strategi Navigator series of publications and the Investment Know How series of publications. View full bio...

Dr Denis Mowbray FCG FGNZ
President & International Council Member

Denis is a specialist advisor working in the corporate and not-for-profit sectors. His area of specialist expertise is behavioural governance. His ground-breaking PhD research identified that while compliance and regulation are important, it is the combination of behavioural characteristics and attributes existing within and between the board and executive, operating as a ‘Third Team’, which allows the board to influence the executive who impacts organisational performance. His work with boards is highly regarded, which sees him work frequently, both locally and internationally, with government, corporate and not-for-profit organisations. View full bio...

Venue

Adina Apartments
2 Tapora Street
Auckland CBD

Governance New Zealand confirms this event qualifies for CPD structured Credits based on 1 credit per hour of attendance.